NetBackup and Veritas Appliances Hardening Guide

Last Published:
Product(s): Appliances (10.3, 5.3, 4.0), NetBackup & Alta Data Protection (10.3, 5.3, 4.0)
Platform: Flex Appliance OS,NetBackup Appliance OS,Linux,Windows,UNIX
  1. Top recommendations to improve your NetBackup and Veritas appliances security posture
    1.  
      Introduction
    2.  
      Keeping all systems and software updated
    3.  
      Enabling multifactor authentication
    4.  
      Enabling multiperson authorization
    5.  
      Increasing the security level
    6.  
      Implementing an immutable data vault
    7.  
      Securing credentials
    8.  
      Reducing network exposure
    9.  
      Enabling encryption
    10.  
      Enabling catalog protection
    11.  
      Enabling malware scanning and anomaly detection
    12.  
      Enabling security observability
    13.  
      Restricting user access
    14.  
      Configuring a sign-in banner
  2. Steps to protect Flex Appliance
    1.  
      About Flex Appliance hardening
    2. Managing multifactor authentication
      1.  
        Configuring or reconfiguring multifactor authentication
      2.  
        Enforcing multifactor authentication
    3.  
      Configuring the multi-factor authentication on NetBackup primary and media server instance
    4.  
      Configuring the multi-factor authentication on NetBackup WORM storage server instance
    5. Managing single sign-on (SSO)
      1.  
        Managing identity providers (IDPs)
      2.  
        Importing single sign-on (SSO) users
    6.  
      Managing user authentication with smart cards or digital certificates
    7. About lockdown mode
      1.  
        Changing the lockdown mode
    8.  
      Using network access control
    9.  
      Using an external certificate
    10.  
      Forwarding logs
    11.  
      Creating a NetBackup WORM storage server instance
    12. Configuring an isolated recovery environment using the web UI
      1.  
        Configuring the allowed subnets
      2.  
        Configuring the reverse connections
      3.  
        Configuring the reverse replication schedule
      4.  
        Adding a replication operation to SLP at the production primary server
    13.  
      Protecting the NetBackup catalog on a WORM storage server
    14.  
      Using a sign-in banner
  3. Steps to protect NetBackup Appliance
    1.  
      About NetBackup Appliance hardening
    2.  
      About multifactor authentication
    3. About single sign-on (SSO) authentication and authorization
      1.  
        Configure single sign-on (SSO) for a NetBackup Appliance
    4. About authentication using smart cards and digital certificates
      1.  
        2FA
      2.  
        Smart card Authentication for NetBackup Web UI
      3.  
        Smart card authentication for NetBackup Appliance Web UI
      4.  
        Smart card authentication for NetBackup Appliance Shell Menu
      5.  
        Configure role-based access control
      6.  
        Configure authentication for a smart card or digital certificate for the NetBackup Web UI
    5.  
      Disable user access to the NetBackup appliance operating system
    6.  
      About Network Access Control
    7. About data encryption
      1.  
        KMS support
    8.  
      FIPS 140-2 conformance for NetBackup Appliance
    9.  
      About implementing external certificates
    10.  
      About antimalware protection
    11. About forwarding logs to an external server
      1.  
        Uploading certificates for TLS
      2.  
        Enabling log forwarding
    12.  
      Creating the appliance login banner
  4. Steps to protect NetBackup
    1.  
      About NetBackup hardening
    2. About multifactor authentication
      1.  
        Configure multi-factor authentication for your user account
      2.  
        Enforce multi-factor authentication for all users
    3. Configure NetBackup for single sign-on (SSO)
      1.  
        Configure the SAML KeyStore
      2.  
        Configure the SAML keystore and add and enable the IDP configuration
      3.  
        Enroll the NetBackup primary server with the IDP
    4. Configure user authentication with smart cards or digital certificates
      1.  
        Configure smart card authentication with a domain
      2.  
        Configure smart card authentication without a domain
    5. Workflow to configure multi-person authorization for NetBackup operations
      1.  
        NetBackup operations that need multi-person authorization
      2.  
        RBAC roles and permissions for multi-person authorization
      3.  
        Configure multi-person authorization
    6. Access codes
      1.  
        Request CLI access through web UI authentication
      2.  
        Approve the CLI access request of another user
    7. Workflow to configure immutable and indelible data
      1.  
        About configuring disk pool storage
      2.  
        Use WORM setting
      3.  
        Creating a backup policy
    8. Add a configuration for an external CMS server
      1.  
        Add a credential for CyberArk
    9. Configuring an isolated recovery environment on a NetBackup BYO media server
      1.  
        Configuring A.I.R. for replicating backup images from production environment to IRE BYO environment
    10. About FIPS support in NetBackup
      1.  
        Enable FIPS mode on NetBackup during installation
      2.  
        Enable FIPS mode on a NetBackup host after installation
      3.  
        Enable FIPS mode for the NetBackup Authentication Broker service
      4.  
        Enable FIPS mode for the NetBackup Administration Console
      5.  
        NB_FIPS_MODE option for NetBackup servers and clients
    11.  
      Installing KMS
    12. Workflow for external KMS configuration
      1.  
        Validating KMS credentials
      2.  
        Configuring KMS credentials
      3.  
        Configuring KMS
      4.  
        Creating keys in an external KMS
      5. Workflow to configure data-in-transit encryption
        1.  
          Configure the global data-in-transit encryption setting
        2. Configure the DTE mode on a client
          1.  
            DTE_CLIENT_MODE for clients
        3. How DTE configuration settings work in various NetBackup operations
          1.  
            Backup
          2.  
            Restore
          3.  
            MSDP backup, restore, and optimized duplication
          4.  
            Universal-Share policy backup
          5.  
            Catalog backup and recovery
          6.  
            Duplication
          7.  
            Synthetic backup
          8.  
            Verify
          9.  
            Import
          10.  
            Replication
        4.  
          Configure the DTE mode on the media server
        5. Modify the DTE mode on a backup image
          1.  
            DTE_IGNORE_IMAGE_MODE for NetBackup servers
    13. Workflow to use external certificates for NetBackup host communication
      1. About certificate revocation lists for external CA
        1.  
          How CRLs from ECA_CRL_PATH are used
        2.  
          How CRLs from CDP URLs are used
      2.  
        Configure an external certificate for the NetBackup web server
      3.  
        Configuring the primary server to use an external CA-signed certificate
      4. Configuring an external certificate for a clustered primary server
        1. Configuration options for external CA-signed certificates for a virtual name
          1.  
            CLUSTER_ECA_CERT_PATH for clustered primary server
          2.  
            CLUSTER_ECA_TRUST_STORE_PATH for clustered primary server
          3.  
            CLUSTER_ECA_PRIVATE_KEY_PATH for clustered primary server
          4.  
            CLUSTER_ECA_KEY_PASSPHRASEFILE for clustered primary server
      5. Configuring a NetBackup host (media server, client, or cluster node) to use an external CA-signed certificate after installation
        1.  
          Enrolling an external certificate for a remote host
      6. Configuration options for external CA-signed certificates
        1. ECA_CERT_PATH for NetBackup servers and clients
          1.  
            Specifying Windows certificate store for ECA_CERT_PATH
        2.  
          ECA_TRUST_STORE_PATH for NetBackup servers and clients
        3.  
          ECA_PRIVATE_KEY_PATH for NetBackup servers and clients
        4.  
          ECA_KEY_PASSPHRASEFILE for NetBackup servers and clients
        5.  
          ECA_CRL_CHECK for NetBackup servers and clients
        6.  
          ECA_CRL_PATH for NetBackup servers and clients
        7.  
          ECA_CRL_PATH_SYNC_HOURS for NetBackup servers and clients
        8.  
          ECA_CRL_REFRESH_HOURS for NetBackup servers and clients
        9.  
          ECA_DISABLE_AUTO_ENROLLMENT for NetBackup servers and clients
        10.  
          ECA_DR_BKUP_WIN_CERT_STORE for NetBackup servers and clients
        11.  
          MANAGE_WIN_CERT_STORE_PRIVATE_KEY option for NetBackup primary servers
    14.  
      Guidelines for managing the primary server NetBackup catalog
    15. About protecting the MSDP catalog
      1. About the MSDP shadow catalog
        1.  
          Changing the MSDP shadow catalog path
        2.  
          Changing the MSDP shadow catalog schedule
        3.  
          Changing the number of MSDP catalog shadow copies
      2.  
        About the MSDP catalog backup policy
    16. How to set up malware scanning
      1.  
        Prerequisites for a scan host
      2.  
        Configuring a new scan host pool
    17. About backup anomaly detection
      1.  
        Detecting backup anomalies on the primary server
      2.  
        Detecting backup anomalies on the media server
      3.  
        Configure backup anomaly detection settings
      4.  
        View backup anomalies
    18.  
      Send audit events to system logs
    19.  
      Send audit events to log forwarding endpoints
    20.  
      Display a banner to users when they sign in

About implementing external certificates

NetBackup Appliance's web service uses the PKCS#12 standard and requires certificate files to be in the X.509 (.pem) format. If the certificate files are in the .der, .DER, or .p7b formats, NetBackup Appliance automatically converts the files to an accepted format.

Certificate requirements

To prevent errors while importing certificates, ensure that the external certificate files meet the following requirements.

  • Certificate files are in the .pem file format and begin with "-----BEGIN CERTIFICATE-----".

  • Certificate files contain the host name and FQDN in the subject alternative name (SAN) field of the certificate. If the certificate is used in an HA environment, the SAN field must contain VIP, host name, and FQDN.

  • Subject name and common name fields are not empty.

  • Subject fields are unique for each host.

  • Subject fields contain a maximum of 255 characters.

  • Server and client authentication attributes are set in the certificate.

  • Only ASCII 7 characters are used in the subject and SAN fields of the certificate.

  • The private key file is in the PKCS#8 PEM format and begins with -----BEGIN ENCRYPTED PRIVATE KEY----- or -----BEGIN PRIVATE KEY-----.

Certificate Signing Request (CSR)

Although optional, you can use the Settings > Security > Certificate > CertificateSigningRequest > Create command to generate a CSR. Copy the CSR content from the command line to your external certificate portal to obtain the required external certificate files.

Example:
Enter specified value or use the default value.
Common Name (eg, your name or your server's hostname) [Default abc123]:
Organizational Unit Name (eg, section) []:Appliance
Organization Name (eg, company) [Default Company Ltd]:YourCompanyName
Locality Name (eg, city) [Default City]:YourCity
State or Province Name (full name) []:YourStateorProvince
Country Name (2 letter code) [XX]:YourCountryName
Email Address []:email@yourcompany.com
Please enter the following 'extra' attributes
to be sent with your certificate request.
-----
A challenge password []:123456
An optional company name []:ABCD
Subject Alternative Name (DNS Names and/or IP Addresses comma separated):
abc123,def456.yourcompany.com
Subject Alternative Name (email comma separated):
Certificate Signing Request Name [Default abc123.csr]:
Validity period (in days) [Default 365 days]:
Ensure that the Distinguished Name (DN) is specified as a string consisting 
of a sequence of key=value pairs separated by a comma:
Then the generated certificate signing request will be shown on the screen.
Register the external certificate

Starting from version 4.1, you can register an external certificate on both NetBackup Appliance and NetBackup using the Settings > Security > Certificate > Import command.

Perform the following steps to import the host certificate, host private key, and trust store to register the external certificate on NetBackup and NetBackup Appliance. Both NetBackup and NetBackup Appliance layers use the same host certificate, host private key, and trust store.

  1. Log in to the appliance as an Administrator user.
  2. From the NetBackup Appliance Shell Menu, run the Settings > Security > Certificate > Import command. The following NFS and CFS share locations are now accessible:
    • NFS: /inst/share

    • CFS: \\<ApplianceName>\general_share

  3. Upload the certificate file, trust store file, and private key file to either of the share locations and enter the paths to the files.
  4. Choose how to access the certificate revocation list (CRL). A CRL comprises a list of external certificates that have been revoked by the external certificate and should not be trusted. Select either of the following options:
    • Use the CRL location provided in the certificate file.

    • Provide the location of a CRL file (.crl ) in the local network.

    • Do not use a CRL.

  5. Confirm the location of the certificate files you want to register on the appliance.

A detailed example of how to import the certificates is provided here.

  • Identify the certificate which should be imported.

  • Import the certificate.

    Enter the certificate:
    Enter the following details for external certificate configuration:
    Enter the certificate file path: cert_chain.pem
    Enter the trust store file path: cacerts.pem
    Enter the private key path: key.pem
    Enter the password for the passphrase file path or skip security 
    configuration (default: NONE):
    Should a CRL be honored for the external certificate?
    1) Use the CRL defined in the certificate.
    2) Use the specific CRL directory.
    3) Do not use a CRL.
    q) Skip security configuration.
    CRL option (1): 2
    Enter the CRL location path: crl
    Then confirm input information and answer the subsequent questions.
Adding and removing certificates

You can manage external certificates on NetBackup Appliance using the Certificate commands.

You can use the Settings > Security > Certificate > Add CACertificate command to add a server CA, HTTPS proxy CA, or LDAP CA certificate to the certificate authority list. Ensure that you paste the CA certificate content in the PEM or P7B format. The Appliance appends this CA certificate to the certificate authority list. Before appending the CA certificate, the appliance verifies whether the CA certificate is already being used on the appliance. If yes, the appliance quits with a message.

You can use the Settings > Security > Certificate > Remove CACertificate command to remove a server CA certificate from the certificate authority list. The available CA certificates are listed and you can select the certificate that you want to remove.