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Article: 100040175
Last Published: 2025-02-24
Ratings: 3 1
Product(s): Veritas Alta Surveillance
Description
U.S. Customers on the Arctera Insight Surveillance (previously Veritas Alta Surveillance) may be regulated by FINRA /SEC and required by law to archive all email correspondence. Arctera Insight Surveillance is a 3rd party application used by financial organizations to archive/backup emails. Customers may need to provide a 3rd party attestation letter to FINRA and the SEC on an annual basis that states Arctera is in fact actively archiving emails for these organizations.
Please raise a Case by contacting Arctera Customer Care, and reference this article on it to obtain the Attestation Letter for the required product.